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Tax United States

Individual Tax Preparation Template (United States)

Checklist for collecting client information, preparing Form 1040 and supporting schedules, and filing the individual tax return with the IRS.

Form 1040 preparation is the engine of a U.S. tax practice, and during filing season it has to run at volume without losing accuracy. A single return moves through document collection, data entry, internal review, client approval, and e-file, and every one of those stages depends on the one before it. When the steps live in someone’s head instead of a defined process, returns stall waiting on a missing W-2, drafts go out before a second set of eyes catches a transposed number, and 8879 signatures trickle in too late to e-file before the deadline.

A repeatable preparation job fixes that by giving every return the same path from intake to filing. This is the return job itself, distinct from client onboarding: the client is already engaged, and the focus now is producing an accurate, reviewed, accepted 1040. A standard process is what lets you scale through season, hand work between preparers and reviewers, and know at a glance where each return is sitting.

When to run it

Kick off a preparation job once the client is engaged and documents start arriving, typically from late January through the April filing deadline, plus a second wave for anyone on extension through October. A partner or tax manager usually owns the workflow and assigns preparers and reviewers, while the firm tracks status across the whole season rather than chasing individual returns.

How to run it in Tidyflow

Set this up as a reusable job template so every 1040 follows the same path. Each step becomes a subtask your team checks off, and because recurring tasks can repeat annually, you spin up next year’s returns without rebuilding the workflow. Use workflow management to assign preparers and reviewers and watch progress across the season.

Gather what you need through the client portal: the organizer or intake form, income and deduction documents, and the signed Form 8879 e-file authorization. Electronic signatures handle the 8879 so approval to file lands in the same place as the return, ready to e-file the moment it clears review.

Common pitfalls

  • E-filing before the client returns a signed 8879, which the IRS requires on hand before transmission.
  • Missing carry-forward items (capital loss carryovers, prior-year state refunds, depreciation) because the prior-year return was not pulled.
  • Skipping a real reviewer pass and letting software diagnostics stand in for human review.
  • Overlooking documents that arrive late, such as corrected 1099s or a final K-1, and filing on incomplete data.
  • Reconciling withholding and estimated payments to client memory instead of IRS and state records.

What's included in this checklist

11 steps and 4 client requests.

  1. 1

    Confirm engagement and prior-year return

    Verify the signed engagement letter and collect the prior-year return for reference.

  2. 2

    Collect client information and documents

    Send intake form and request key documents. The intake should collect personal details, dependents, filing status, address, bank info, and expected income or deductions, along with all income documents (W-2, 1099, 1098, K-1, brokerage) and any deduction or credit information such as mortgage interest, donations, or education expenses.

  3. 3

    Reconcile withholding and estimated payments

    Match IRS and state payment records against client documents.

  4. 4

    Enter income, deductions, and credits

    Record all items in your tax software and ensure schedules are complete.

  5. 5

    Review return for completeness and accuracy

    Validate carry-forwards, calculations, and e-file readiness.

  6. 6

    Prepare draft return for internal review

    Run diagnostics and finalize the draft before sending to the client.

  7. 7

    Send draft return to client for review and approval

    Share via PDF or your secure portal for confirmation.

  8. 8

    E-file federal and state returns

    Submit once client approval is received.

  9. 9

    Confirm acceptance and payment/refund details

    Verify IRS/state acceptance and confirm how any balance due or refund will be handled.

  10. 10

    Archive filed return and supporting docs

    Store final return, approvals, and workpapers per retention policy.

  11. 11

    Record notes and mark return complete

    Add carry-forward notes and any follow-up items for next year.

What to request from the client

Built-in client requests so you collect everything in one go.

  • Upload tax documents

    Please upload your W-2s, 1099s, 1098s, K-1s, brokerage statements, and any other tax documents.

  • Complete the intake form

    Please fill in your personal info, dependents, bank details, and expected income or deductions.

  • Review and approve your draft return

    Please review your draft tax return and confirm approval for filing.

  • Confirm payment or refund method

    Let us know how you’d like to handle any balance due or refund.

Frequently asked questions

Onboarding covers signing up a new tax client: engagement, intake, and getting them set up. This preparation template is the recurring return job that runs each season to actually prepare, review, and e-file the 1040.

Yes. Run the same job for extended returns through the October deadline. The steps are identical, so you only change the timing, not the workflow.

Send the 8879 as an electronic signature request through the client portal. The signed authorization is stored with the return so you can e-file as soon as it clears review.

Yes. The preparation and review steps cover federal and state returns together, and you e-file both once the client approves. Adjust the subtasks to match the states you file in.

No. It is a general workflow template for organizing the preparation job, not tax, legal, or accounting advice. Always verify current IRS rules, forms, and filing deadlines for the year you are filing.

Run this as a live workflow in Tidyflow

Turn this checklist into a repeatable job: subtasks your team checks off, requests your clients complete in their portal.

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